The Data Quality Institute, Inc. specializes in providing data services to the Financial Services Industry.
We have been providing compliance record keeping services for over 5 years to RIAs/BDs nationwide.
Our focus is on helping RIAs/BDs comply with Federal and State Securities Laws and Regulations. Interpretation of these regulations requires that all received and sent e-Mail, FAX's, and printed materials be saved for 5 years. The regulations require that there is a data backup system in place to support the requirements for disaster recovery.
The Data Quality Institute, Inc. provides an all in one solution:
Permanent Storage of e-Mail in the format required when audited.
Permanent Storage of Faxes received, converted and stored along with e-Mail
